GLBA/FFIEC

Security Process

Implement an ongoing security process and institute appropriate governance for the security function, assigning clear and appropriate roles and responsibilities to the board of directors, management and employees.

How does Dell SecureWorks Help?

Dell SecureWorks' Security and Risk Consulting team can perform the risk analysis to determine the appropriate controls based on your organizational risk.

Dell SecureWorks can provide consulting based on security and financial services experience and best practices to cover security program development and compliance architecture development.

• Security and Risk Consulting, including Corporate Information Security Program Development, Policies, Standards, and Security Baseline development, and Enterprise Security Architecture and Standards Development

Information Security Risk Assessment

Maintain an ongoing information security risk assessment program that considers assets, data, threats to prioritize risk.

How does Dell SecureWorks Help?

These requirements mandate the need to create and maintain a risk-based assessment of your network that accounts for protected data and security assets.

Using a risk-based methodology aligned with FFIEC requirements, Dell SecureWorks’ Professional Services team can help you regularly audit your IT systems, track critical assets and protected data and understand the impact of threats.

• Security and Risk Consulting including Enterprise Risk Assessment and Analysis

Information Security Strategy

Develop a strategy that defines control objectives and establishes an implementation plan. The security strategy should include controls, processes and policies.

How does Dell SecureWorks Help?

These requirements mandate having minimum security management controls in place.

Dell SecureWorks’ Professional Services team can evaluate your security management controls, identify gaps in your security management program and make recommendations for addressing any deficiencies. We can also assess your security program to determine if mandated security policies are being followed in practice.

• Security and Risk Consulting including Corporate Information Security Program Development and Enterprise Security Architecture and Standards Development

Security Controls Implementation

• Access Control
• Physical and Environmental Protection
• Encryption
• Malicious Code Prevention
• Systems Development, Acquisition, and Maintenance
• Personnel Security
• Data Security
• Service Provider Oversight
• Business Continuity Considerations
• Insurance

Establish security controls to:

• Restrict access to authorized individuals and devices and to disallow access to all others.
• Define physical security zones and implement appropriate preventative and detective controls in each zone.
• Employ encryption to mitigate the risk of disclosure or alteration of sensitive information in storage and transit.
• Protect against the risk of malicious code by implementing appropriate controls at the host and network level
• Ensure that systems are developed, acquired and maintained with appropriate security controls.
• Mitigate the risks posed by internal users
• Control and protect access to paper, film and computer-based media to avoid loss or damage.
• Exercise their security responsibilities for outsourced operations
• Provide for business continuity and disaster recovery
• Evaluate the extent and availability of coverage in relation to the specific risks they are seeking to mitigate.

How does Dell SecureWorks Help?

Dell SecureWorks Managed Firewall & VPN, Managed NIPS/NIDS, and Managed HIPS services all contribute to protecting against internal and external threats through access control and malicious code protection. These services also provide full lifecycle device management, including change and configuration management. All changes are tracked and documented within the Dell SecureWorks Portal, allowing you to easily demonstrate compliance with change control policies and procedures.

• Managed Firewall & VPN
• Managed Intrusion Prevention and Detection
• Managed HIPS
• Encrypted Email
• Security and Risk Consulting including Policies, Standards, and Security Baseline development and Security Awareness program development

Security Monitoring

Financial institutions should gain assurance of the adequacy of their risk mitigation strategy and implementation by monitoring network and host activity to identify policy violations, anomalous behavior, unauthorized configuration and other conditions which increase the risk of intrusion or other security events. They should also analyze the results of monitoring to accurately and quickly identify, classify, escalate, report, and guide responses to security events; and responding to intrusions and other security events and weaknesses.

How does Dell SecureWorks Help?

Dell SecureWorks Security Monitoring, SIM On-Demand Service, and Security Management Services (IPS/IDS, Firewall and Host IPS) monitor network and host activity to identify and provide first line response to security incidents. We also provide unlimited remote incident response support from our certified security professionals. Within the Dell SecureWorks Portal, incidents are fully documented from identification to closure for tracking and audit purposes.

Dell SecureWorks Professional Services can also help you develop FFIEC-compliant procedures for responding to incidents and reporting them. Dell SecureWorks can also review your existing incident response procedures for compliance with GLBA requirements and industry best practices.

• Log Monitoring
• SIEM
• Managed Firewall & VPN
• Managed Intrusion Prevention and Detection
• Managed HIPS
• Security and Risk Consulting including GLBA Compliance and Incident Response Program Development

Security Process Monitoring and Updating

Financial institutions should continuously gather and analyze information regarding new threats and vulnerabilities, actual attacks on the institution or others, and the effectiveness of the existing security controls.  They should then use that information to update the risk assessment, strategy, and implemented controls.

How does Dell SecureWorks Help?

Dell SecureWorks' Professional Services can help you meet this requirement by conducting periodic vulnerability assessments to ensure the security of your environment and to perform web application assessments.

Dell SecureWorks' Vulnerability Scanning service provides you with the ability to conduct periodic scans of your infrastructure to identify any potential vulnerabilities or out-of-date systems. Dell SecureWorks' CTU Intelligence service provides you with new vulnerability and threat alerts tailored to your environment, which keeps your team on top of any new patches relevant to your systems. With both the Scanning and Intelligence services, you will gain access to the Dell SecureWorks Portal to generate on-demand reports to demonstrate compliance.

The Dell SecureWorks Portal also provides automated reporting specific to FFIEC regulations at the board, executive and administrator levels.

• Vulnerability Scanning
• CTU Intelligence
• Security and Risk Consulting including Penetration Testing and Web Application Testing