0 Results Found
            Back To Results
              White Papers

              Prioritize Security Before the SEC Comes Knocking

              Learn How to Properly Prepare For and Defend Against the Ever-Present Threat

              Between audits by the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) and the increasing savviness of investors, being able to answer tough questions about cybersecurity has never been more important for hedge funds than it is today.

              And the penalties for getting those questions wrong is probably only going to get higher — in December 2015, the head of the SEC’s enforcement division said the agency plans to be more aggressive in going after investment advisors who fail to protect customer information. While audits can be painful, the fallout of losing the confidence of investors in the wake of a failed security audit can be even more so.

              In this paper we will explore what firms need to begin the process of organizing their response to cybersecurity audits well before the OCIE comes knocking at the door. Ultimately, that comes down to proper planning, documentation, and having a comprehensive understanding of the firm’s cybersecurity posture and risk level.

              Like what you're reading ?
              Get instant access by completing the form below

              Select Role:

              • Board of Directors
              • CEO / CFO / COO
              • CISO / CSO
              • CIO / CTO
              • IT / IS / Security VP/Director
              • IT / IS / Security Manager
              • IT / IS / Security Staff
              • IT / IS / Non-Security
              • Risk / Legal / Compliance / Finance
              • Sales / Marketing
              • Press / Industry Analyst
              • Student

              Select Country:

              • Select an item

              Select State:

              • Select an item

              Select Annual Revenue:

              • ≥ $500M
              • $100-$499M
              • ≤ $100M

              Select Industry:

              • Banking
              • Business Services
              • Credit Union
              • Education
              • Finance
              • Government
              • Health Care (Non-Hospital)
              • Heavy Industry
              • Hospitality
              • Hospitals
              • Insurance
              • Legal
              • Manufacturing
              • Media
              • Membership Organizations
              • Retail
              • Technology
              • Telecom
              • Transportation
              • Utilities
              • Other

              Current Security Environment?:

              • Managing In-House
              • Managing Externally (3rd Party)
              • Blended Model (In-house and 3rd Party)
              • Not sure

              Select Next Security Initiative Timeframe:

              • 0-3 months
              • 3-6 months
              • 6-12 months
              • 12-24 months

              Select Our Greatest Security Challenge:

              • Securing The Cloud
              • Assessing security posture
              • Optimizing Security Operations
              • Protecting critical assets
              • Meeting & maintaining compliance
              • Preventing a data breach
              • Access to actionable security intelligence
              • Access to security expertise
              • Preparing & responding to an incident

              Interested in learning more

              Currently Looking for Assistance With (Select all that Apply)

              Select Best time to call:

              • Early morning (8-10am EST)
              • Late morning (10am-12pm EST)
              • Early afternoon (12-3pm EST)
              • Late afternoon (3-5pm EST)

              SecureWorks News :

              Related Content